Company Reports:
HSBC USA Inc.
2011 | 2010 | 2009 | 2008 | 2007 | 2006 |
2005 | 2004 | 2003 | 2002 | 2001 | 2000 |
Section 16 Filings
2011
-
First Quarter 10-Q PDF
Forms 8K
- December 14, 2011 - Item 9.01 - Legal Opinions for Notes issued under Registration Statement 333-158385
- November 4, 2011 - Item 8.01 Call Report for the period ending September 30, 2011
- August 12, 2011 - Item 1.01 and 9.01 - Agreement between HSBC and Capital One Financial Corporation for sale of its US Card and Retail Services business
- August 10, 2011 - Item 8.01 and 9.01 - HSBC announces the sale of its US card and retail services business
- July 28, 2011 - Item 5.03 and 9.01 - Amended and Restated Bylaws
- May 31, 2011 - Items 5.05 and 9.01 - Code of Ethics for Senior Financial Officers
- May 11, 2011 - Items 7.01 and 9.01 - HSBC Holdings plc Investor Day Presentation for North America dated May 11, 2011
- May 5, 2011 - Item 8.01 Call Report for the period ending March 31, 2011
- February 4, 2011 - Item 8.01 Call Report for the period ending December 31, 2010
2010
-
Third Quarter 10-Q (PDF)
-
Second Quarter 10-Q (PDF)
- First Quarter 10-Q (PDF)
Forms 8K
- October 7, 2010 - Item 8.01 and 9.01 Press Release - HSBC North America Holdings Inc. and HSBC Bank USA, N.A. Announce Agreement to Resolve U.S. Regulatory Actions
- September 27, 2010 - Item 8.01 and 9.01 Fourth Supplemental Indenture dated Sept. 27, 2010 between HSBC USA Inc. and Wells Fargo Bank, N.A.
- September 2, 2010 – Items 8.01 and 9.01 - Wells Fargo Bank, National Association Form T-1
- May 17, 2010 - Item 5.03 and 9.01 - Amended and Restated Bylaws
- May 5, 2010 - Item 8.01 Call Report for the period ending March 31, 2010
- February 4, 2010 - Item 8.01 Call Report for the period ending December 31, 2009
2009
Forms 8K
- November 4, 2009 - Item 8.01 Call Report for the period ending September 30, 2009
- May 22, 2009 - Item 8.01 - Revision to Capital Amounts and Ratios previously reported on Form 10-Q filed May 11, 2009
- May 5, 2009 - Item 8.01 Call Report for the period ending March 31, 2009
- February 24, 2009 - Item 5.03 and 9.01- Amended and Restated Bylaws
- February 4, 2009 - Item 8.01 Call Report for the period ending December 31, 2008
- January 8, 2009 - Item 8.01 - Transfer of Credit Card and Auto Finance Receivables
2008
Forms 8K
- November 4, 2008 - Item 8.01 Call Report for the period ending September 30, 2008
- May 5, 2008 - Item 8.01 Call Report for the period ending March 31, 2008
- May 2, 2008 - Items 5.03 and 9.01. Amended and Restated Bylaws
- April 21, 2008 - Items 8.01 and 9.01. Supplemental Indenture for Floating Rate Extendible Notes
- April 16, 2008 - Items 8.01 and 9.01. Trustee Statement of Eligibility
- February 4, 2008 - Item 8.01. Call Report for Period Ending December 31, 2007
2007
Forms 8K
2006
2005
2004
2003
2002
2001
2000
Section 16 Filings
Directors- Irene Dorner, Chairman of the Board
- William R. P. Dalton
- Anthea Disney
- Robert Herdman
- Louis Hernandez, Jr.
- Richard A. Jalkut
Executive Officers
- Stuart Alderoty
- Steve A Bottomley
- Jon Bottorff
- Suzanne Brienza
- Irene Dorner
- Eric Ferren
- Mark C. Gunton
- Mark A. Hershey
- Loren Klug
- Eric L. Larson
- Kevin R. Martin
- Mark Martinelli
- John T. (Jack) McGinnis
- Patrick Nolan
- Patrick D. Schwartz
- Eli Sinyak
- Marlon Young
To order any of the financial reports on this page, please contact:
HSBC USA, Inc. Investor Relations:
Phone: (224) 544-4400
Fax: (224) 552-4400
Mailing Address:
Corporate Headquarters
HSBC - North America
26525 North Riverwoods Boulevard
Mettawa, IL 60045
Email: investor.relations.usa@us.hsbc.com
CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION:
Certain matters discussed or included in the documents filed with the SEC may constitute forward-looking statements within the meaning of the Private Litigation Reform Act of 1995 and as such may involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of HSBC USA, Inc. to be materially different from any future results, performance or achievements expressed or implied in such documents. Forward-looking statements are based on the views and assumptions of HSBC Finance on the date they are made and may not be correct for any subsequent date. You should review the list of important factors that could affect our actual results and could cause such results to vary materially from those expressed in any document filed with the SEC. A list of those factors will be included in our Form 10-Ks and may be included in our Form 8-Ks and 10-Qs.
